Compliance -Risk Management Senior Officer - Associate
Company: JPMorganChase
Location: Tempe
Posted on: April 2, 2026
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Job Description:
Description Bring your Expertise to JPMorgan Chase. As part of
Risk Management and Compliance, you are at the center of keeping
JPMorgan Chase strong and resilient. You help the firm grow its
business in a responsible way by anticipating new and emerging
risks, and using your expert judgement to solve real-world
challenges that impact our company, customers and communities. Our
culture in Risk Management and Compliance is all about thinking
outside the box, challenging the status quo and striving to be
best-in-class. Job Summary As a Compliance Risk Management Senior
Officer - Associate in Risk Management and Compliance, you are at
the center of keeping JPMorgan Chase strong and resilient. You
partner with Line of Business and global or regional Compliance
teams, including Internal Audit, Operational Risk, and other
Control functions. You bring your compliance expertise and
knowledge of regulatory and audit best practices to help us
maintain robust risk controls. Together, we ensure our business
operates responsibly and meets the highest standards. Job
Responsibilities Perform on-site and remote compliance examinations
of broker-dealer and investment advisory businesses to ensure
adherence to firm policies and procedures. Conduct analysis of
trading branch configuration, and documentation as part of
compliance examinations. Evaluate findings and formulate
conclusions in written reports, schedules, worksheets, and
narrative materials. Collaborate with Line of Business,
Supervision, global or regional Compliance teams, Internal Audit,
Operational Risk, and other Control functions. Apply regulatory and
audit best practices to all monitoring and testing activities.
Maintain high attention to detail and work independently to meet
objectives. Travel regionally up to 40% to conduct examinations.
Successfully complete enhanced screening requirements for High
Security Access systems. Hold a valid driver’s license for travel
requirements. Required Qualifications, Capabilities, and Skills
Undergraduate degree or equivalent experience. Minimum 3 years of
experience in financial services, compliance, or regulatory roles.
High attention to detail, flexibility, patience, and strong
analytical skills. Excellent interpersonal skills and ability to
work independently. Ability to travel up to 40% (mostly regional).
Valid driver’s license. Preferred Qualifications, Capabilities, and
Skills FINRA Series 7, 66 and 24 licenses. Experience with High
Security Access systems and enhanced screening processes.
Familiarity with trading analysis and document review procedures.
Strong written communication skills for reporting and
documentation. Experience collaborating with cross-functional
teams. Knowledge of regulatory and audit best practices in
financial services. Demonstrated ability to challenge the status
quo and drive process improvements.
Keywords: JPMorganChase, Catalina Foothills , Compliance -Risk Management Senior Officer - Associate, Accounting, Auditing , Tempe, Arizona
